我們堅(jiān)持一件事，并不是因?yàn)檫@樣做了會(huì)有效果，而是堅(jiān)信，這樣做是對(duì)的，對(duì)于CFA倫理道德考題你是不是覺(jué)得簡(jiǎn)單，不需要怎么復(fù)習(xí)，那你就錯(cuò)了！

According to the Standard on independence and objectivity, members and candidates:

A  may accept gifts or bonuses from clients.

B  may not accept compensation from an issuer of securities in return for producing research on those securities.

C  should consider credit ratings issued by recognized agencies to be objective measures of credit quality.

看到這道題你是不是一下子就能做下來(lái)呢？如果你對(duì)CFA考試不是很清楚的的，那你還是要練習(xí)的哦！我們看看這道考題的答案就知道了！

【答案解析】A Gifts from clients are acceptable under Standard I(B) Independence and Objectivity, but the Standard requires members and candidates to disclose such gifts to their employers. Standard I(B) allows issuer-paid research as long as the analysis is thorough, independent, unbiased, and has a reasonable and adequate basis for its conclusions, and the compensation from the issuer is disclosed. Members and candidates should consider the potential for conflicts of interest inherent in credit ratings and may need to do independent research to evaluate the soundness of these ratings.

在CFA考試中是喲很多詞匯的，有些詞匯是考試題中的關(guān)鍵所在，所以這道考題中的詞匯是什么呢？

【核心詞匯】independence：獨(dú)立

是指CFA會(huì)員的投資行為應(yīng)該保持獨(dú)立，不要提供或者接受任何可能影響其獨(dú)立客觀性的報(bào)酬。